Broker Check

Richard Ohlrich

Richard Ohlrich has 27 years of financial services experience with 25 years as a compliance officer. In his consultancy capacity he provides management and oversight of Hollander & Lone’s compliance and operational systems. As the Chief Compliance Officer (CCO) Richard works with HoLo to educate, supervise and monitor the activities of our office to help comply with today’s evolving and complex securities regulatory framework.

Richard is an Investment Advisor Representative and holds his Series 7, 24, 53 and 66 securities registration with LPL Financial and state Life, Health & Variable Contracts Insurance licenses. He obtained his BS degree in Economics from Florida State University in 1989.